As Managing Director, Chief Compliance Officer, and Associate General Counsel, Nicole assists in identifying areas of regulatory risk, oversees Investment Management Platform and Advisory Programs, aids with the design and testing of the firm’s policies and...
As Vice President, Compliance, Leslie assists with the management of NewEdge Wealth’s compliance program. Leslie brings over 10 years of experience to her position. Before joining NewEdge Wealth, she worked at companies like State Street Global Advisors, Blackstone,...
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