Regulatory Disclosures

Form CRS

The following are the current Form CRS and ADV3 for NewEdge Securities, Inc., and NewEdge Wealth, LLC respectively.

Form CRS NewEdge Securities, Inc.

NewEdge Wealth Form ADV Part 3

Brokerage Account Disclosures, Agreements, and Fee Schedules

Advisory Disclosures and Fee Schedules

The following are key disclosures when opening up Advisory Accounts

NewEdge Wealth Form ADV Part 2A Wrap Fee Brochure

NewEdge Wealth Form ADV Part 2A Firm Brochure

Market and Trading Disclosures

The following are key disclosures related to key trading and execution services by NewEdge Securities, Inc.:

NewEdge Securities Best Execution Disclosure

SEC Rule 606 Report Disclosure

Margin Disclosure

Day Trading Risk Disclosure